SEBI passes Settlement order in case of Promoters of Lyka Labs: Pay Rs. 3.07 Lakh as Settlement Charges The Securities Exchange Board of India (SEBI) has passed a settlement order in respect of the...
SEBI slaps penalty on Fortis Healthcare for violating provisions The market regulator on 11 January imposed penalty of Rs 1 lakh for noncompliance to listed provisions In respect of Fortis...
While adjudging the quantum of penalty, AO's discretion should be exercised having due regard to the SEBI Act The Securities and Exchange Board of India (SEBI) had conducted an examination in ...
SEBI slaps penalty for inside trading SAT has consistently held that the obligation to make the disclosures within the stipulated time is a mandatory obligation A penalty of Rs. 3 lakh has been...
Change in shareholding beyond threshold requires timely disclosure: SEBI (SAST) Regulations The Noticee allegedly violated the provisions of Regulation 29 (2) read with Regulation 29 (3) of the...
SEBI's order of penalty of Rs. 2 lakhs held valid by SATThis Appeal questioned the legality and validity of the order passed in the year 2019 by the Adjudicating Officer (AO) of the Securities and...
