SEBI Passes Settlement Order in Respect of Two Promoters of Asian Hotels (W) Ltd. The Securities and Exchange Board of India (SEBI) has passed settlement order in respect of two promoters of Asian...
SEBI Bans Five Entities from Securities Market in LIC Front Running Trade Case The Securities Exchange Board of India (SEBI) has barred five entities, including an employee of Life Insurance...
SEBI Approves Surrender of L&T Mutual Fund's Registration as a Mutual Fund The capital markets regulator the Securities and Exchange Board of India (SEBI) announced on April 10 that L&T...
SEBI: Establishment of Mens Rea is Not Essentially Required to be Proved for Penal Action Against Contravention of the Securities Laws The Securities Exchange Board of India (SEBI) while barring...
SEBI Bars 14 Entities from Securities Market in Front Running case related to Reliance Securities The market regulator Securities Exchange Board of India (in short SEBI) restrained 14 entities from...
SEBI fines Rs. 16 lakh on Keshav Securities Ltd. for misutilising Clients Funds The Securities Exchange Board of India (in short SEBI) levied a fine of Rs. 16 lakh on Noticee- Keshav Securities Ltd.-...
SEBI underlines pivotal role of Clearing Members in risk-management architecture Clearing Agents act as...
SEBI holds Kirti Kothari no guilty in manipulation charges The proof of manipulative transaction always depends on an inference drawn from a mass of actual details In the matter of IPO of Tijaria...
SEBI imposes Rs 5 lakh penalty for non-compliance of summons The case proceeded ex-parte, there being...
SEBI drops adjudication proceedings against "dissolved" company Registrar of Companies, West Bengal, had stated that pursuant to Section 248(5) of the Companies Act, 2013, the Noticee Avlokan...
SEBI imposes penalty of Rs.15 lakhs in respect of 79 entities in the matter of Viji Finance Limited Delay on the part of SEBI in initiating proceedings for violation of any provision of the Act...
11C(2) and 11 C(3) of the SEBI Act mandates any person for submission of documents/information sought by IA through summons SEBI disposes of Adjudication proceedings against Siva Balan without any...
